Guide to the Markets in Financial Instruments Directive -
MiFID
Scope and Authorisation
What are "investment services"?
What types of "investment services" will
fall within the scope of MiFID?
What constitute "financial instruments"
under MiFID?
What is a "multilateral trading facility"
or "MTF"?
What are "systematic internalisers"?
What are the types of services that will
fall outside the scope of MiFID?
Who are considered to be authorised investment
firms under MiFID?
What constitutes an "investment firm" under
the 2007 Regulations?
What happens to undertakings already authorised
and/or "passported" under existing regulation ISD 1? Do they need
"re-authorisation" or a new "passport"?
What are the exemptions afforded by the
2007 Regulations?
What are the prerequisites for granting
authorisation to investment firms?
Cross Border Activities
and the European Passport
For further information on MiFID please contact
Tracy
Gilvarry.
September 2007.
© 2003-2007 LK Shields Solicitors.
All rights reserved.
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