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MiFID Introduction

MiFID Background

MiFID Scope
and Authorisation

MiFID Organisational and
Operational Requirements

MiFID Glossary

MiFID Legislation / Links

Banking and Financial
Services Group

Related Publications
Home > MiFID > Organisational and Operational Requirements

Guide to the Markets in Financial Instruments Directive - MiFID

Organisational and Operational Requirements


Introduction

Conduct of Business - Introduction

Conduct of Business - Categorisation of Clients

Conduct of Business - Disclosure to Clients

Conduct of Business - Client Order Handling

Conduct of Business - Best Execution

Organisational Requirements

Outsourcing

Retention of Records

Transaction Reporting


For further information on MiFID please contact Tracy Gilvarry.

September 2007.



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LK Shields Solicitors, 39/40 Upper Mount Street, Dublin 2, Ireland. Tel: +353 1 6610866 Fax: +353 1 6610883